The Soviet Union and the Rule of Law

Summary: 

"Mikhail Gorbachev and the Soviet leadership have recognized the need for fundamental legal reform in the USSR, and their emphasis is well placed. Law is the lifeblood of any democratically organized polity. It shapes social and economic structures and relationships, and provides normative rules for private and public conduct. Moreover, given the tradition of Russian absolutism and some seventy years of Soviet totalitarianism, a requisite component of democratization in the USSR must be the development of some form of limitation on government power. This suggests, among other things, a legal system independent of government control". An examination of the importance of establishing the rule of law as a central goal of Soviet reformism, based on a visit to the USSR in Oct 1989, during which "legal, political and even philosophical issues", including pluralism, separation of powers and legal code revision, were discussed at the highest official level. US attorney general, whose visit was the first of its kind. A very important article, despite a lack of detail as to substantive law, as it exposes a basic superficiality in much merely political argument as to whether the West should render massive financial aid to assist post-communist Russian economic recovery, by addressing the key issue of the fitness of the Russian political elite to receive it. It also exposes a truth rarely acknowledged in the security literature, of the high value of a sound jurisprudence as a national strategic asset. A defect of the piece, however, is that it focuses on public law at the expense of private law.

Richard Thornburgh is Attorney General of the United States. For their invaluable assistance in the preparation of this article, the author wishes to thank David B. Rivkin, Jr., Legal Adviser to the Counsel to the President, and Lawrence J. Block, Senior Attorney-Adviser in the Office of Policy Development, U.S. Department of Justice.

Mikhail Gorbachev and the Soviet leadership have recognized the need for fundamental legal reform in the U.S.S.R., and their emphasis is well placed. Law is the lifeblood of any democratically organized polity. It shapes social and economic structures and relationships, and provides normative rules for private and public conduct. Moreover, given the tradition of Russian absolutism and some seventy years of Soviet totalitarianism, a requisite component of democratization in the U.S.S.R. must be the development of some form of limitation on government power. This suggests, among other things, a legal system independent of government control.

Last fall I participated in a historic meeting between representatives of the U.S. Department of Justice and Soviet government, party and law enforcement officials.1 The unprecedented candor with which Soviet officials were willing to discuss the ills plaguing their society was certainly refreshing. It reflected the leadership's apparent readiness to put aside ideological clichés and rigid, doctrinaire solutions. I was also impressed by the obvious excitement about change displayed by these officials. My Soviet interlocutors seemed genuinely interested in the American legal and democratic experience, and our discussions, while reflective, were by no means abstract. Clearly the Soviets were searching for ideas that might take root in their own country.

In my view the Soviet leadership should reestablish the legitimacy of the state by basing it upon genuine popular sovereignty-the only acceptable basis of any government in the final decade of this twentieth century. For that, however, the Communist Party of the Soviet Union (CPSU) must relinquish its monopoly on power, in fact as well as theory, and compete alongside other political organizations in the electoral arena.

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