Present at the Stagnation
In China's Trapped Transition, Minxin Pei attempts to solve the puzzle of China's present -- and figure out its future.
ANDREW J. NATHAN is Class of 1919 Professor of Political Science at Columbia University and a co-author, with Bruce Gilley, of China's New Rulers.
Pei concludes that if China remains on its present course, it "risks getting trapped in a 'partial reform' equilibrium." The concept of a partial reform equilibrium is imprecise: When is reform anything but partial? And if there is an equilibrium, then what is the problem? But the phrase accurately conveys Pei's concern that reform has stalled -- a worry shared by some people in China. The same feeling was pervasive in China in 1987-88, and it helped trigger the nationwide student and worker demonstrations of 1989. According to Pei, the sense of progress that was key to the regime's legitimacy in the 1990s has disappeared.
THEY HAVE A PLAN
Pei's energetically argued thesis provides a useful corrective for those who see only construction cranes and cargo containers when they look at China. But it requires scrutiny on two levels.
First, Pei provides only weak evidence to support his contention that China should be headed toward democracy and full marketization (which Pei defines as little or no state control of prices, few or no state monopolies, and little or no government intervention in bank lending). Deng rejected Western-style democracy, saying he wanted only political reforms that would enhance administrative efficiency. Pei acknowledges Deng's stance but seems to put more stock in the proceedings of a study group that Zhao Ziyang convened in 1986 and 1987, when he was the CCP's general secretary, to explore the options for political reform. The study group (whose proceedings were revealed when one of Zhao's secretaries came to the West and wrote a book about them) considered some radical ideas that might truly have democratized China if they had been implemented. Yet the political reform proposals that Zhao presented to the 13th Party Congress in 1987 were modest. Shortly thereafter, the 1989 Tiananmen Square crisis and the fall of the Soviet Union drove home the message to the party's leaders that they should keep a firm grip on power. (Zhao was no longer among them, having been purged after Tiananmen.) There is no evidence that anyone in the Politburo under Jiang Zemin or Hu Jintao ever favored reforms that would make it possible for people outside the party to challenge its power. Accordingly, the reforms that Pei sees as "stillborn" were probably never intended to lead to anything more than the administrative streamlining and controlled consultative processes that are in place today.
Similarly, China's economy has not achieved full marketization because that was never part of the CCP's plan. Rather, economic reformers such as former Premier Zhu Rongji and current Premier Wen Jiabao intended to produce a leaner and more competitive -- and thus stronger -- state sector by exposing a select group of SOEs to the discipline of international and domestic market forces under the watchful eye of a sophisticated and professional regulatory bureaucracy. The prices of key commodities and factors of production (such as energy, rail transport, and, as Pei points out, labor, real estate, and credit) remain under the state's control. It is true that tens of thousands of weak state enterprises have closed or gone private since the beginning of the Deng era, but the state has selected about one thousand of the strongest and most strategically placed SOEs to receive as much state help as they need to succeed, not only domestically but in some cases globally. And although some banks have allowed foreign companies to buy minority stakes, they remain state-owned and continue to support both the state-subsidized "pillar" SOEs and state-prioritized infrastructure projects.
In short, the regime never intended to let globalization wash away either its political or its economic power. Pei may believe that Beijing's plans are irrelevant because they fly in the face of Western theories about the inevitability of marketization and democratization. But proving that an authoritarian regime can prosper through modernization is exactly what is at stake in the Chinese experiment, which is why dictatorships from Kazakhstan to Iran are keenly watching its progress. Pei's thesis of a "trapped transition" implies a teleology that the Chinese leadership does not accept -- and that needs to be defended rather than assumed.
The second problem with Pei's thesis is that although his facts are correct, they do not amount to a balanced picture of China's condition. Any purely negative account of China overlooks a lot of things that China is getting right. For example, the government has announced the abolition of both the household registration system, which blocked job-seeking peasants from enjoying full resident status in cities, and the "custody and repatriation" procedure, under which the police randomly swept up and abused peasants and others who were living in cities illegally. It ended the grain tax, which contributed to the widening income gap between the countryside and urban areas. It is trying to shift more of the impetus for economic growth from export sectors to domestic consumer demand, partly by shifting more income to farmers and partly by improving the social safety net. In addition, Wen recently announced plans to provide free education nationwide through the ninth grade, improve health care in rural areas, and strengthen the protection of rural residents' property rights.
Related
Critics of the Clinton administration's engagement policy toward China are largely unaware of the last two decades' profound political changes in the Middle Kingdom. Deng Xiaoping received his due for his economic reforms, but not for the kinder, gentler politics that helped reduce elite backstabbing, broaden the backgrounds and outlook of government officials, strengthen the legislature, and improve the legal system. But even if the pace picks up, Washington should not expect a rapid expansion of democratic participation.
Is China democratizing? The country's leaders do not think of democracy as people in the West generally do, but they are increasingly backing local elections, judicial independence, and oversight of Chinese Communist Party officials. How far China's liberalization will ultimately go and what Chinese politics will look like when it stops are open questions.
The simmering dispute over the status of Taiwan may soon explode in violence. The Chinese regime sees Taiwan's recent democratization as an implicit challenge to its own authority and legitimacy and thus continues to threaten and intimidate the island. Meanwhile, Taiwan has procured advanced defensive weapons from the United States. Growing tensions across the Taiwan Strait, along with the lack of military and diplomatic communication, make conflict -- possibly involving the United States -- increasingly likely. To avoid such an outcome, Washington should actively facilitate cross-strait dialogue and deter provocations by either side. But it must do so soon, for both China and Taiwan are growing impatient.
