Critics refute Muller’s assumptions about ethnic conflict; Muller responds.
JAMES HABYARIMANA is Assistant Professor of Public Policy at Georgetown University. MACARTAN HUMPHREYS is Assistant Professor of Political Science at Columbia University. DANIEL POSNER is Associate Professor of Political Science at UCLA. JEREMY WEINSTEIN is Assistant Professor of Political Science at Stanford University.
RICHARD ROSECRANCE is Adjunct Professor of Public Policy at the John F. Kennedy School of Government and Senior Fellow at the Belfer Center for Science and International Affairs, both at Harvard University. ARTHUR STEIN is Professor of Political Science at UCLA. They co-edited No More States? Globalization, National Self-Determination, and Terrorism (2006).
Indeed, recent research points to at least two alternative explanations. One argument suggests that members of the same group tend to work together to achieve collective ends not because of their discriminatory preferences but because of efficiency: they speak the same language, have access to the same types of information, and share social networks. In environments with scarce resources, they may even choose to work together against other groups, whether or not they care for or even like their peers. Thus, political coalitions form along ethnic lines not because people care more for their own but simply because it is easier to collaborate with their ethnic peers to achieve collective ends.
A second account emphasizes the norms that may develop within ethnic groups. Even when people see no efficiency gains from working with their co-ethnics and have no discriminatory preferences, they may still favor their own simply because they expect them to discriminate in their favor as well. Such reciprocity is most likely to develop in environments that are devoid of the institutions and practices -- for example, enforceable contracts and impartial state institutions -- that protect people from being taken advantage of by others. In such cases, reciprocity is a protection against being cheated.
Distinguishing these different theories is important because each one suggests a starkly different strategy for dealing with ethnic conflict. If the problem is tribal or national antipathies, there may well be some utility in separating groups. But if it stems from the technological advantages that accrue to members of the same ethnic group, then initiatives that break down barriers to cooperation (for example, Julius Nyerere's introduction of Swahili as a common language in Tanzania in the 1970s) are more likely to bear fruit. If instead discrimination in favor of one's ethnic peers is a coping strategy that individuals employ to compensate for the absence of functional and impartial state institutions, then the best response may be greater investment in formal institutions so that individuals are assured that cheating will be punished and that cooperation across ethnic lines will be reciprocated.
To discern these competing perspectives, we set out to study ethnicity and conflict using experimental games. We put people in strategic interactions with members of their own and other ethnic groups and examined the decisions they made. We carried out our research in Uganda, where differences between ethnic groups have been a basis for political organization and the source of persistent national political crisis and violent conflict since independence.
Remarkably, we found no evidence that people care more for the welfare of individuals from their own ethnic groups than for the welfare of those from other groups. Given the opportunity to make anonymous donations of cash to randomly selected partners, individuals were just as generous to out-group members as they were to their co-ethnics. One could easily tell a story that links Uganda's decades of ethnic conflict to tribal antipathies (and many have), but our research provided no evidence of such antipathies at work among a diverse sample of Ugandans.
We also found only weak evidence that impediments to cooperation across group lines explain the ethnic dynamics of Ugandan politics. In another set of experiments, we randomly matched participants with a partner and confronted the pairs with tasks that put a premium on successful communication and cooperation. We found no relation between the success in completing these tasks and the ethnic identities of the participants; success rates were just as high when individuals were paired with members of their own ethnic groups as when they were paired with people outside their ethnic groups. Hence, efficiency gains alone cannot easily account for the propensity of political coalitions to take on an ethnic character.
Instead, our studies suggested that patterns of favoritism and successful collective action within ethnic groups should be attributed to the practice of reciprocity, which ensures cooperation among group members. Our subjects showed no bias in favor of in-group members when given the opportunity to make cash donations anonymously, but their behavior changed dramatically when they knew that their partners could see who they were. When they knew that other players would know how they behaved, subjects discriminated strongly in favor of their co-ethnics. This shows, at least in our sample of Ugandans, that ethnic differences generate conflict not by triggering antipathy or impeding communication but by making salient a set of reciprocity norms that enable ethnic groups to cooperate for mutual gain.
Our experimental findings -- from a setting quite different from the European context that Muller treats but in which ethnic divisions run equally deep -- reveal that what might look from the outside like an intractable problem of discriminatory preferences may instead reflect norms of reciprocity that develop when individuals have few other institutions they can rely on to police the behavior of others.
Of course, ethnicity may not work in Uganda today the same way that it does in other parts of the world or that it did at other points in history. But our results do point out a need to consider seriously the possibility that the conventional view is at best an incomplete and at worst an incorrect explanation for why ethnic nationalism generates conflict when and where it does.
Related
Americans generally belittle the role of ethnic nationalism in politics. But in fact, it corresponds to some enduring propensities of the human spirit, it is galvanized by modernization, and in one form or another, it will drive global politics for generations to come. Once ethnic nationalism has captured the imagination of groups in a multiethnic society, ethnic disaggregation or partition is often the least bad answer.
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