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Morality and Foreign Policy

In a small volume of lectures published nearly thirty-five years ago, I had the temerity to suggest that the American statesmen of the turn of the twentieth century were unduly legalistic and moralistic in their judgment of the actions of other governments. This seemed to be an approach that carried them away from the sterner requirements of political realism and caused their statements and actions, however impressive to the domestic political audience, to lose effectiveness in the international arena.

These observations were doubtless brought forward too cryptically and thus invited a wide variety of interpretations, not excluding the thesis that I had advocated an amoral, or even immoral, foreign policy for this country. There have since been demands, particularly from the younger generation, that I should make clearer my views on the relationship of moral considerations to American foreign policy. The challenge is a fair one and deserves a response.


Certain distinctions should be made before one wanders farther into this thicket of problems.

First of all, the conduct of diplomacy is the responsibility of governments. For purely practical reasons, this is unavoidable and inalterable. This responsibility is not diminished by the fact that government, in formulating foreign policy, may choose to be influenced by private opinion. What we are talking about, therefore, when we attempt to relate moral considerations to foreign policy, is the behavior of governments, not of individuals or entire peoples.

Second, let us recognize that the functions, commitments and moral obligations of governments are not the same as those of the individual. Government is an agent, not a principal. Its primary obligation is to the interests of the national society it represents, not to the moral impulses that individual elements of that society may experience. No more than the attorney vis-à-vis the client, nor the doctor vis-à-vis the patient, can government attempt to insert itself into the consciences of those whose interests it represents.

Let me explain. The interests of the national society for which government has to concern itself are basically those of its military security, the integrity of its political life and the well-being of its people. These needs have no moral quality. They arise from the very existence of the national state in question and from the status of national sovereignty it enjoys. They are the unavoidable necessities of a national existence and therefore not subject to classification as either "good" or "bad." They may be questioned from a detached philosophic point of view. But the government of the sovereign state cannot make such judgments. When it accepts the responsibilities of governing, implicit in that acceptance is the assumption that it is right that the state should be sovereign, that the integrity of its political life should be assured, that its people should enjoy the blessings of military security, material prosperity and a reasonable opportunity for, as the Declaration of Independence put it, the pursuit of happiness. For these assumptions the government needs no moral justification, nor need it accept any moral reproach for acting on the basis of them.

This assertion assumes, however, that the concept of national security taken as the basis for governmental concern is one reasonably, not extravagantly, conceived. In an age of nuclear striking power, national security can never be more than relative; and to the extent that it can be assured at all, it must find its sanction in the intentions of rival powers as well as in their capabilities. A concept of national security that ignores this reality and, above all, one that fails to concede the same legitimacy to the security needs of others that it claims for its own, lays itself open to the same moral reproach from which, in normal circumstances, it would be immune.

Whoever looks thoughtfully at the present situation of the United States in particular will have to agree that to assure these blessings to the American people is a task of such dimensions that the government attempting to meet it successfully will have very little, if any, energy and attention left to devote to other undertakings, including those suggested by the moral impulses of these or those of its citizens.

Finally, let us note that there are no internationally accepted standards of morality to which the U.S. government could appeal if it wished to act in the name of moral principles. It is true that there are certain words and phrases sufficiently high-sounding the world over so that most governments, when asked to declare themselves for or against, will cheerfully subscribe to them, considering that such is their vagueness that the mere act of subscribing to them carries with it no danger of having one's freedom of action significantly impaired. To this category of pronouncements belong such documents as the Kellogg-Briand Pact, the Atlantic Charter, the Yalta Declaration on Liberated Europe, and the prologues of innumerable other international agreements.

Ever since Secretary of State John Hay staged a political coup in 1899 by summoning the supposedly wicked European powers to sign up to the lofty principles of his Open Door notes (principles which neither they nor we had any awkward intention of observing), American statesmen have had a fondness for hurling just such semantic challenges at their foreign counterparts, thereby placing themselves in a graceful posture before domestic American opinion and reaping whatever political fruits are to be derived from the somewhat grudging and embarrassed responses these challenges evoke.

To say these things, I know, is to invite the question: how about the Helsinki accords of 1975? These, of course, were numerous and varied. There is no disposition here to question the value of many of them as refinements of the norms of international intercourse. But there were some, particularly those related to human rights, which it is hard to relegate to any category other than that of the high-minded but innocuous professions just referred to. These accords were declaratory in nature, not contractual. The very general terms in which they were drawn up, involving the use of words and phrases that had different meanings for different people, deprived them of the character of specific obligations to which signatory governments could usefully be held. The Western statesmen who pressed for Soviet adherence to these pronouncements must have been aware that some of them could not be implemented on the Soviet side, within the meanings we would normally attach to their workings, without fundamental changes in the Soviet system of power -- changes we had no reason to expect would, or could, be introduced by the men then in power. Whether it is morally commendable to induce others to sign up to declarations, however high-minded in resonance, which one knows will not and cannot be implemented, is a reasonable question. The Western negotiators, in any case, had no reason to plead naïveté as their excuse for doing so.

When we talk about the application of moral standards to foreign policy, therefore, we are not talking about compliance with some clear and generally accepted international code of behavior. If the policies and actions of the U.S. government are to be made to conform to moral standards, those standards are going to have to be America's own, founded on traditional American principles of justice and propriety. When others fail to conform to those principles, and when their failure to conform has an adverse effect on American interests, as distinct from political tastes, we have every right to complain and, if necessary, to take retaliatory action. What we cannot do is to assume that our moral standards are theirs as well, and to appeal to those standards as the source of our grievances.


So much for basic principles. Let us now consider some categories of action that the U.S. government is frequently asked to take, and sometimes does take, in the name of moral principle.

These actions fall into two broad general categories: those that relate to the behavior of other governments that we find morally unacceptable, and those that relate to the behavior of our own government. Let us take them in that order.

There have been many instances, particularly in recent years, when the U.S. government has taken umbrage at the behavior of other governments on grounds that at least implied moral criteria for judgment, and in some of these instances the verbal protests have been reinforced by more tangible means of pressure. These various interventions have marched, so to speak, under a number of banners: democracy, human rights, majority rule, fidelity to treaties, fidelity to the U.N. Charter, and so on. Their targets have sometimes been the external policies and actions of the offending states, more often the internal practices. The interventions have served, in the eyes of their American inspirers, as demonstrations not only of the moral deficiencies of others but of the positive morality of ourselves; for it was seen as our moral duty to detect these lapses on the part of others, to denounce them before the world, and to assure -- as far as we could with measures short of military action -- that they were corrected.

Those who have inspired or initiated efforts of this nature would certainly have claimed to be acting in the name of moral principle, and in many instances they would no doubt have been sincere in doing so. But whether the results of this inspiration, like those of so many other good intentions, would justify this claim is questionable from a number of standpoints.

Let us take first those of our interventions that relate to internal practices of the offending governments. Let us reflect for a moment on how these interventions appear in the eyes of the governments in question and of many outsiders.

The situations that arouse our discontent are ones existing, as a rule, far from our own shores. Few of us can profess to be perfect judges of their rights and their wrongs. These are, for the governments in question, matters of internal affairs. It is customary for governments to resent interference by outside powers in affairs of this nature, and if our diplomatic history is any indication, we ourselves are not above resenting and resisting it when we find ourselves its object.

Interventions of this nature can be formally defensible only if the practices against which they are directed are seriously injurious to our interests, rather than just our sensibilities. There will, of course, be those readers who will argue that the encouragement and promotion of democracy elsewhere is always in the interests of the security, political integrity and prosperity of the United States. If this can be demonstrated in a given instance, well and good. But it is not invariably the case. Democracy is a loose term. Many varieties of folly and injustice contrive to masquerade under this designation. The mere fact that a country acquires the trappings of self-government does not automatically mean that the interests of the United States are thereby furthered. There are forms of plebiscitary "democracy" that may well prove less favorable to American interests than a wise and benevolent authoritarianism. There can be tyrannies of a majority as well as tyrannies of a minority, with the one hardly less odious than the other. Hitler came into power (albeit under highly unusual circumstances) with an electoral mandate, and there is scarcely a dictatorship of this age that would not claim the legitimacy of mass support.

There are parts of the world where the main requirement of American security is not an unnatural imitation of the American model but sheer stability, and this last is not always assured by a government of what appears to be popular acclaim. In approaching this question, Americans must overcome their tendency toward generalization and learn to examine each case on its own merits. The best measure of these merits is not the attractiveness of certain general semantic symbols but the effect of the given situation on the tangible and demonstrable interests of the United States.

Furthermore, while we are quick to allege that this or that practice in a foreign country is bad and deserves correction, seldom if ever do we seem to occupy ourselves seriously or realistically with the conceivable alternatives. It seems seldom to occur to us that even if a given situation is bad, the alternatives to it might be worse -- even though history provides plenty of examples of just this phenomenon. In the eyes of many Americans it is enough for us to indicate the changes that ought, as we see it, to be made. We assume, of course, that the consequences will be benign and happy ones. But this is not always assured. It is, in any case, not we who are going to have to live with those consequences: it is the offending government and its people. We are demanding, in effect, a species of veto power over those of their practices that we dislike, while denying responsibility for whatever may flow from the acceptance of our demands.

Finally, we might note that our government, in raising such demands, is frequently responding not to its own moral impulses or to any wide general movements of American opinion but rather to pressures generated by politically influential minority elements among us that have some special interest -- ethnic, racial, religious, ideological or several of these together -- in the foreign situation in question. Sometimes it is the sympathies of these minorities that are most prominently aroused, sometimes their antipathies. But in view of this diversity of motive, the U.S. government, in responding to such pressures and making itself their spokesman, seldom acts consistently. Practices or policies that arouse our official displeasure in one country are cheerfully condoned or ignored in another. What is bad in the behavior of our opponents is good, or at least acceptable, in the case of our friends. What is unobjectionable to us at one period of our history is seen as offensive in another.

This is unfortunate, for a lack of consistency implies a lack of principle in the eyes of much of the world; whereas morality, if not principled, is not really morality. Foreigners, observing these anomalies, may be forgiven for suspecting that what passes as the product of moral inspiration in the rhetoric of our government is more likely to be a fair reflection of the mosaic of residual ethnic loyalties and passions that make themselves felt in the rough and tumble of our political life.

Similar things could be said when it is not the internal practices of the offending government but its actions on the international scene that are at issue. There is, here, the same reluctance to occupy one's self with the conceivable alternatives to the procedures one complains about or with the consequences likely to flow from the acceptance of one's demands. And there is frequently the same lack of consistency in the reaction. The Soviet action in Afghanistan, for example, is condemned, resented and responded to by sanctions. One recalls little of such reaction in the case of the somewhat similar, and apparently no less drastic, action taken by China in Tibet some years ago. The question inevitably arises: is it principle that determines our reaction? Or are there other motives?

Where measures taken by foreign governments affect adversely American interests rather than just American moral sensibilities, protests and retaliation are obviously in order; but then they should be carried forward frankly for what they are, and not allowed to masquerade under the mantle of moral principle.

There will be a tendency, I know, on the part of some readers to see in these observations an apology for the various situations, both domestic and international, against which we have protested and acted in the past. They are not meant to have any such connotations. These words are being written -- for whatever this is worth -- by one who regards the action in Afghanistan as a grievous and reprehensible mistake of Soviet policy, a mistake that could and should certainly have been avoided. Certain of the procedures of the South African police have been no less odious to me than to many others.

What is being said here does not relate to the reactions of individual Americans, of private organizations in this country, or of the media, to the situations in question. All these may think and say what they like. It relates to the reactions of the U.S. government, as a government among governments, and to the motivation cited for those reactions. Democracy, as Americans understand it, is not necessarily the future of all mankind, nor is it the duty of the U.S. government to assure that it becomes that. Despite frequent assertions to the contrary, not everyone in this world is responsible, after all, for the actions of everyone else, everywhere. Without the power to compel change, there is no responsibility for its absence. In the case of governments it is important for purely practical reasons that the lines of responsibility be kept straight, and that there be, in particular, a clear association of the power to act with the consequences of action or inaction.


If, then, the criticism and reproof of perceived moral lapses in the conduct of others are at best a dubious way of expressing our moral commitment, how about our own policies and actions? Here, at least, the connection between power and responsibility -- between the sowing and the reaping -- is integral. Can it be true that here, too, there is no room for the application of moral principle and that all must be left to the workings of expediency, national egoism and cynicism?

The answer, of course, is no, but the possibilities that exist are only too often ones that run against the grain of powerful tendencies and reflexes in our political establishment.

In a less than perfect world, where the ideal so obviously lies beyond human reach, it is natural that the avoidance of the worst should often be a more practical undertaking than the achievement of the best, and that some of the strongest imperatives of moral conduct should be ones of a negative rather than a positive nature. The strictures of the Ten Commandments are perhaps the best illustration of this state of affairs. This being the case, it is not surprising that some of the most significant possibilities for the observance of moral considerations in American foreign policy relate to the avoidance of actions that have a negative moral significance, rather than to those from which positive results are to be expected.

Many of these possibilities lie in the intuitive qualities of diplomacy -- such things as the methodology, manners, style, restraint and elevation of diplomatic discourse -- and they can be illustrated only on the basis of a multitude of minor practical examples, for which this article is not the place. There are, however, two negative considerations that deserve mention here.

The first of these relates to the avoidance of what might be called the histrionics of moralism at the expense of its substance. By that is meant the projection of attitudes, poses and rhetoric that cause us to appear noble and altruistic in the mirror of our own vanity but lack substance when related to the realities of international life. It is a sad feature of the human predicament, in personal as in public life, that whenever one has the agreeable sensation of being impressively moral, one probably is not. What one does without self-consciousness or self-admiration, as a matter of duty or common decency, is apt to be closer to the real thing.

The second of these negative considerations pertains to something commonly called secret operations -- a branch of governmental activity closely connected with, but not to be confused with, secret intelligence.

Earlier in this century the great secular despotisms headed by Hitler and Stalin introduced into the pattern of their interaction with other governments' clandestine methods of operation that can only be described as ones of unbridled cynicism, audacity and brutality. These were expressed not only by a total lack of scruple on their own part but also by a boundless contempt for the countries against which these efforts were directed (and, one feels, a certain contempt for themselves as well). This was in essence not new, of course; the relations among the nation-states of earlier centuries abounded in examples of clandestine iniquities of every conceivable variety. But these were usually moderated in practice by a greater underlying sense of humanity and a greater respect for at least the outward decencies of national power. Seldom was their intent so cynically destructive, and never was their scale remotely so great, as some of the efforts we have witnessed in this century.

In recent years these undertakings have been supplemented, in their effects on the Western public, by a wholly different phenomenon arising in a wholly different quarter: namely, the unrestrained personal terrorism that has been employed by certain governments or political movements on the fringes of Europe as well as by radical-criminal elements within Western society itself. These phenomena have represented, at different times, serious challenges to the security of nearly all Western countries. It is not surprising, therefore, that among the reactions evoked has been a demand that fire should be fought with fire, that the countries threatened by efforts of this nature should respond with similar efforts.

No one will deny that resistance to these attacks requires secret intelligence of a superior quality and a severe ruthlessness of punishment wherever they fall afoul of the judicial systems of the countries against which they are directed. It is not intended here to comment in any way on the means by which they might or should be opposed by countries other than the United States. Nor is it intended to suggest that any of these activities that carry into this country should not be met by anything less than the full rigor of the law. On the contrary, one could wish the laws were even more rigorous in this respect. But when it comes to governmental operations -- or disguised operations -- beyond our borders, we Americans have a problem.

In the years immediately following the Second World War the practices of the Stalin regime in this respect were so far-reaching, and presented so great an apparent danger to a Western Europe still weakened by the vicissitudes of war, that our government felt itself justified in setting up facilities for clandestine defensive operations of its own; all available evidence suggests that it has since conducted a number of activities under this heading. As one of those who, at the time, favored the decision to set up such facilities, I regret today, in light of the experience of the intervening years, that the decision was taken. Operations of this nature are not in character for this country. They do not accord with its traditions or with its established procedures of government. The effort to conduct them involves dilemmas and situations of moral ambiguity in which the American statesman is deprived of principled guidance and loses a sense of what is fitting and what is not. Excessive secrecy, duplicity and clandestine skulduggery are simply not our dish -- not only because we are incapable of keeping a secret anyway (our commercial media of communication see to that) but, more importantly, because such operations conflict with our own traditional standards and compromise our diplomacy in other areas.

One must not be dogmatic about such matters, of course. Foreign policy is too intricate a topic to suffer any total taboos. There may be rare moments when a secret operation appears indispensable. A striking example of this was the action of the United States in apprehending the kidnappers of the Achille Lauro. But such operations should not be allowed to become a regular and routine feature of the governmental process, cast in the concrete of unquestioned habit and institutionalized bureaucracy. It is there that the dangers lie.

One may say that to deny ourselves this species of capability is to accept a serious limitation on our ability to contend with forces now directed against us. Perhaps; but if so, it is a limitation with which we shall have to live. The success of our diplomacy has always depended, and will continue to depend, on its inherent honesty and openness of purpose and on the forthrightness with which it is carried out. Deprive us of that and we are deprived of our strongest armor and our most effective weapon. If this is a limitation, it is one that reflects no discredit on us. We may accept it in good conscience, for in national as in personal affairs the acceptance of one's limitations is surely one of the first marks of a true morality.


So much, then, for the negative imperatives. When we turn to the positive ones there are, again, two that stand out.

The first of them is closely connected with what has just been observed about the acceptance of one's limitations. It relates to the duty of bringing one's commitments and undertakings into a reasonable relationship with one's real possibilities for acting upon the international environment. This is not by any means just a question of military strength, and particularly not of the purely destructive and ultimately self-destructive sort of strength to be found in the nuclear weapon. It is not entirely, or even mainly, a question of foreign policy. It is a duty that requires the shaping of one's society in such a manner that one has maximum control over one's own resources and maximum ability to employ them effectively when they are needed for the advancement of the national interest and the interests of world peace.

A country that has a budgetary deficit and an adverse trade balance both so fantastically high that it is rapidly changing from a major creditor to a major debtor on the world's exchanges, a country whose own enormous internal indebtedness has been permitted to double in less than six years, a country that has permitted its military expenditures to grow so badly out of relationship to the other needs of its economy and so extensively out of reach of political control that the annual spending of hundreds of billions of dollars on "defense" has developed into a national addiction -- a country that, in short, has allowed its financial and material affairs to drift into such disorder, is so obviously living beyond its means, and confesses itself unable to live otherwise -- is simply not in a position to make the most effective use of its own resources on the international scene, because they are so largely out of its control.

This situation must be understood in relationship to the exorbitant dreams and aspirations of world influence, if not world hegemony -- the feeling that we must have the solution to everyone's problems and a finger in every pie -- that continue to figure in the assumptions underlying so many American reactions in matters of foreign policy. It must also be understood that in world affairs, as in personal life, example exerts a greater power than precept. A first step along the path of morality would be the frank recognition of the immense gap between what we dream of doing and what we really have to offer, and a resolve, conceived in all humility, to take ourselves under control and to establish a better relationship between our undertakings and our real capabilities.

The second major positive imperative is one that also involves the husbanding and effective use of resources, but it is essentially one of purpose and policy.

Except perhaps in some sectors of American government and opinion, there are few thoughtful people who would not agree that our world is at present faced with two unprecedented and supreme dangers. One is the danger not just of nuclear war but of any major war at all among great industrial powers -- an exercise which modern technology has now made suicidal all around. The other is the devastating effect of modern industrialization and overpopulation on the world's natural environment. The one threatens the destruction of civilization through the recklessness and selfishness of its military rivalries, the other through the massive abuse of its natural habitat. Both are relatively new problems, for the solution of which past experience affords little guidance. Both are urgent. The problems of political misgovernment, to which so much of our thinking about moral values has recently related, is as old as the human species itself. It is a problem that will not be solved in our time, and need not be. But the environmental and nuclear crises will brook no delay.

The need for giving priority to the averting of these two overriding dangers has a purely rational basis -- a basis in national interest -- quite aside from morality. For short of a nuclear war, the worst that our Soviet rivals could do to us, even in our wildest worst-case imaginings, would be a far smaller tragedy than that which would assuredly confront us (and if not us, then our children) if we failed to face up to these two apocalyptic dangers in good time. But is there not also a moral component to this necessity?

Of all the multitudinous celestial bodies of which we have knowledge, our own earth seems to be the only one even remotely so richly endowed with the resources that make possible human life -- not only make it possible but surround it with so much natural beauty and healthfulness and magnificence. And to the degree that man has distanced himself from the other animals in such things as self-knowledge, historical awareness and the capacity for creating great beauty (along, alas, with great ugliness), we have to recognize a further mystery, similar to that of the unique endowment of the planet -- a mystery that seems to surpass the possibilities of the purely accidental. Is there not, whatever the nature of one's particular God, an element of sacrilege involved in the placing of all this at stake just for the sake of the comforts, the fears and the national rivalries of a single generation? Is there not a moral obligation to recognize in this very uniqueness of the habitat and nature of man the greatest of our moral responsibilities, and to make of ourselves, in our national personification, its guardians and protectors rather than its destroyers?

This, it may be objected, is a religious question, not a moral-political one. True enough, if one will. But the objection invites the further question as to whether there is any such thing as morality that does not rest, consciously or otherwise, on some foundation of religious faith, for the renunciation of self-interest, which is what all morality implies, can never be rationalized by purely secular and materialistic considerations.


The above are only a few random reflections on the great question to which this paper is addressed. But they would seem to suggest, in their entirety, the outlines of an American foreign policy to which moral standards could be more suitably and naturally applied than to that policy which we are conducting today. This would be a policy founded on recognition of the national interest, reasonably conceived, as the legitimate motivation for a large portion of the nation's behavior, and prepared to pursue that interest without either moral pretension or apology. It would be a policy that would seek the possibilities for service to morality primarily in our own behavior, not in our judgment of others. It would restrict our undertakings to the limits established by our own traditions and resources. It would see virtue in our minding our own business wherever there is not some overwhelming reason for minding the business of others. Priority would be given, here, not to the reforming of others but to the averting of the two apocalyptic catastrophes that now hover over the horizons of mankind.

But at the heart of this policy would lie the effort to distinguish at all times between the true substance and the mere appearance of moral behavior. In an age when a number of influences, including the limitations of the electronic media, the widespread substitution of pictorial representation for verbal communication, and the ubiquitous devices of "public relations" and electoral politics, all tend to exalt the image over the essential reality to which that image is taken to relate -- in such an age there is a real danger that we may lose altogether our ability to distinguish between the real and the unreal, and, in doing so, lose both the credibility of true moral behavior and the great force such behavior is, admittedly, capable of exerting. To do this would be foolish, unnecessary and self-defeating. There may have been times when the United States could afford such frivolity. This present age, unfortunately, is not one of them.

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